As a trusted advisor to executives, directors, and managers of business clients, Kelly Sullivan brings together the pieces of very complicated puzzles. An innovative negotiator and experienced guide, she walks with clients through a wide variety of corporate representations including business formations, governance, mergers and acquisitions, securities transactions, and general corporate matters, with a focus on regulated businesses, including insurance companies, banking, and public reporting companies.
As a transactional attorney with expertise dealing with regulators, Kelly also has extensive experience advising clients on a variety of insurance and securities law matters, including reporting requirements to state insurance departments and the Securities and Exchange Commission.
Another significant aspect of Kelly’s practice includes advising clients on corporate and securities related aspects of funds and joint venture arrangements, particularly with regard to the insurance, energy and real estate sectors.
Kelly also has experience representing broker-dealers and investment advisors with securities law compliance matters.