May 20, 2020

This webinar was previously recorded on May 20, 2020. To view a recording of the webinar, click here.  To access an audio only recording of this webinar, click here.To view the materials from this webinar, click here.  

SEC Enforcement Expected to Surge on COVID Volatility

Wednesday, May 20
12:00 PM - 1:00 PM CST

Join Polsinelli’s Government Investigations Practice and FinTech and Regulation Practice for a webinar on the coming SEC investigations and enforcement actions and DOJ prosecutions. This webinar will discuss the key issues created by COVID volatility for public companies, broker-dealers and investment advisers, and how to respond to the SEC and DOJ when those agencies investigate. COVID has and will continue to reveal problems that predate the pandemic.


Representing Clients during SEC and DOJ Investigations
Issues COVID Creates and Reveals
Managing Parallel SEC and DOJ Investigations
The Value of Cooperation
Remedies available to the SEC and DOJ
Negotiating with the SEC and the DOJ
Crisis Consultant