Matters
- Represented a public real estate partnership in a $750 million IPO and subsequent acquisition of a REIT through a registered exchange offer.
- Represented an AI video surveillance and security company in its direct listing on Nasdaq and $50 million equity financing.
- Represented a $100 million SPAC in connection with its business combination with a Singapore-based operating company.
- Represented a REIT in connection with a Regulation A offering raising more than $100 million.
- Represented the chief executive officer of a NASDAQ-listed company with respect to Hart-Scott-Rodino filings in connection with the exercise of stock options and the structuring of a Rule 10b5-1 trading plan.
- Represented a foreign investor in a Series A investment in a consumer products company in the dental space.
- Represented the chief executive officer of a NYSE-listed company in negotiating a severance package.
- Represented a venture capital fund with more than $100 million in commitments in establishing, maintaining and unwinding several co-investment vehicles.
- Represented a private equity fund with more than $1 billion in assets under management in a series of debt investments in an OTC-listed alternative energy company, including with respect to related Schedule 13D filing requirements.
- Represented a family office in a series of venture capital investments in a fashion company.
- Represented a private company in a $30 million ESOP offering, including with respect to state Blue Sky requirements.
- Represented a financial sponsor in the acquisition of a registered investment adviser with more than $50 million in assets under management.