Polsinelli’s Debt and Equity Capital Markets team has extensive experience helping companies of all sizes finance their growth through the issuance of debt and equity securities.

Our team represents issuers and underwriters in a wide range of capital market transactions. We handle the full range of U.S. and cross-border offerings of convertible, rated, and high-yield debt securities and equity securities, and related matters.

Our lawyers' extensive experience ranges from IPOs by emerging growth companies to sophisticated debt instruments issued by seasoned public companies. Our team understands the unique demands of complicated securities transactions. Experienced with every nuance of the regulatory framework and financing instruments, we help our clients plan and complete the offering process effectively and efficiently.

We regularly counsel clients on:

  • Initial public offerings
  • Follow-on public offerings, including block trades and bought deals
  • Shelf registrations
  • Registered direct and "at-the-market" offerings
  • PIPE (private investment in public equity) and other private placements
  • Rule 144A and registered exchange offers
  • Regulation S offerings
  • Offerings involving units, warrants and purchase rights
  • Stock exchange listings, including “uplisting” applications and related offerings