Matters
- Counseled a leading Chinese international bank in its proposed US$1.65 billion acquisition of a US global asset management firm;
- Counseled a private investment fund management company in its US$1.9 billion consortium acquisition of a US technology company;
- Counseled a leading Chinese international bank in its US business restructure and integration, involving corporate governance, FINRA Rule 1017 broker-dealer application, and compliance policies and procedures for implementation;
- Counseled two of the largest Chinese international banks on Bank Holding Company Act, Dodd-Frank Act (Volcker Rule, Title VII), Rule 15a-6 under the Securities Exchange Act of 1934, anti-money laundering, regulatory examination and inquiries, ISDA agreements, and other legal and regulatory matters.
